LexAI Jobs logo

LexAI Jobs

  1. Home
  2. Jobs
  3. FINRA Regulations

FINRA Regulations jobs

Explore FINRA Regulations roles on LexAI Jobs and apply today.

FU

Co-Founder & CEO - AI RIA Compliance

FutureSight

United States (Remote)

2w ago
Executive Management
Founder
SEC Regulations
FINRA Regulations
FU

Co-Founder & CEO - AI RIA Compliance

FutureSight

Massachusetts, United States (Remote)

2w ago
Founder
Chief Executive Officer
B2B SaaS
Fundraising
FU

Co-Founder & CEO - AI RIA Compliance

FutureSight

United States + 1 more (Remote)

2w ago
Co-Founder
Chief Executive Officer
SEC Compliance
FINRA Regulations
FU

Co-Founder & CEO - AI RIA Compliance

FutureSight

United States (Remote)

2w ago
CEO
Co-Founder
B2B SaaS
RegTech
FU

Co-Founder & CEO - AI RIA Compliance

FutureSight

Ontario, Canada (Remote)

2w ago
Chief Executive Officer
Founder
B2B SaaS
SEC Compliance
FU

Co-Founder & CEO - AI RIA Compliance

FutureSight

New York, United States (Remote)

2w ago
Co-Founder
CEO
SEC Compliance
FINRA Compliance
TO

Legal Counsel, Regulatory and Licensing - Crypto Exchange

Tokalent

Asia Pacific + 2 more (Remote)

2w ago
Legal Counsel
Regulatory Affairs
Regulatory Compliance
Financial Regulation
MS

VP, AI Compliance Officer

MS Smith Barney, LLC

Dallas, Texas, United States (On-site)

$108K – $185K Yearly3w ago
Artificial Intelligence Compliance
Wealth Management Compliance
Artificial Intelligence
Generative AI
CO

Senior Product Counsel - Payments

Column

United States (Remote)

$210K – $300K Yearly2mo ago
Product Counsel
Payments Law
Regulation E
NACHA
MO

Corporate Legal Counsel

monday.com

Tel Aviv-Yafo, Tel Aviv District, Israel (On-site)

1mo ago
Corporate Law
Securities Law
Securities Law
M&A Transaction Documentation
CF

Senior Legal Counsel

Crypto Finance AG

Zürich, Zürich, Switzerland (On-site)

2mo ago
Senior Legal Counsel
Regulatory Counsel
Legal & Regulatory Compliance
Financial Regulation
DT

Director, Associate General Counsel

DTCC

London, England, United Kingdom (Hybrid)

2w ago
Legal Counsel
Associate General Counsel
English Law
EU Law
AL

Senior Legal Counsel - US

ALL.SPACE

Muscle Shoals, Alabama, United States (Hybrid)

1mo ago
Legal
Government Contracts
Federal Acquisition Regulations
International Traffic in Arms Regulations (ITAR)
FI

Lead Product Manager, Legal Technology, OCLO

FINRA

Rockville, Maryland, US

$111.4K – $242.6K Yearly2mo ago
Product Management
Legal Technology
Product Management
Legal Technology