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SEC/FINRA Regulations jobs

Explore SEC/FINRA Regulations roles on LexAI Jobs and apply today.

9 jobs
FutureSight logoFU

Product & Technical Co-founder (CPTO) - AI Compliance Platform

FutureSight

Worldwide (Remote)

12h ago
Co-Founder
Chief Technology Officer
LLM
RAG
MS Smith Barney, LLC logoMS

VP, AI Compliance Officer

MS Smith Barney, LLC

Dallas, Texas, United States (On-site)

$108K – $185K Yearly3w ago
Artificial Intelligence Compliance
Wealth Management Compliance
Artificial Intelligence
Generative AI
Tokalent logoTO

Legal Counsel, Regulatory and Licensing - Crypto Exchange

Tokalent

Asia Pacific + 2 more (Remote)

1w ago
Legal Counsel
Regulatory Affairs
Regulatory Compliance
Financial Regulation
ALL.SPACE logoAL

Senior Legal Counsel - US

ALL.SPACE

Muscle Shoals, Alabama, United States (Hybrid)

1w ago
Legal
Government Contracts
Federal Acquisition Regulations
International Traffic in Arms Regulations (ITAR)
DTCC logoDT

Director, Associate General Counsel

DTCC

London, England, United Kingdom (Hybrid)

1w ago
Legal Counsel
Associate General Counsel
English Law
EU Law
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