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SEC/FINRA Compliance jobs

Explore SEC/FINRA Compliance roles on LexAI Jobs and apply today.

12 jobs
FutureSight logoFU

Product & Technical Co-founder (CPTO) - AI Compliance Platform

FutureSight

Worldwide (Remote)

13h ago
Co-Founder
Chief Technology Officer
LLM
RAG
MS Smith Barney, LLC logoMS

VP, AI Compliance Officer

MS Smith Barney, LLC

Dallas, Texas, United States (On-site)

$108K – $185K Yearly3w ago
Artificial Intelligence Compliance
Wealth Management Compliance
Artificial Intelligence
Generative AI
Tokalent logoTO

Legal Counsel, Regulatory and Licensing - Crypto Exchange

Tokalent

Asia Pacific + 2 more (Remote)

1w ago
Legal Counsel
Regulatory Affairs
Regulatory Compliance
Financial Regulation
Nasdaq logoNA

Privacy and AI Compliance Lawyer - Associate General Counsel

Nasdaq

Toronto, Ontario, Canada (On-site)

$121K – $170K Yearly1w ago
Privacy Law
AI Compliance
Privacy Law
AI Compliance
Peraton logoPE

Compliance & Policy Analyst - Agentic AI

Peraton

Annapolis Junction, Maryland, United States (On-site)

$80K – $128K Yearly2mo ago
Information Technology
Governance, Risk & Compliance (GRC)
System Security Plans (SSPs)
POA&Ms
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