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SEC/FINRA jobs

Explore SEC/FINRA roles on LexAI Jobs and apply today.

7 jobs
FutureSight logoFU

Product & Technical Co-founder (CPTO) - AI Compliance Platform

FutureSight

Worldwide (Remote)

13h ago
Co-Founder
Chief Technology Officer
LLM
RAG
MS Smith Barney, LLC logoMS

VP, AI Compliance Officer

MS Smith Barney, LLC

Dallas, Texas, United States (On-site)

$108K – $185K Yearly3w ago
Artificial Intelligence Compliance
Wealth Management Compliance
Artificial Intelligence
Generative AI
Tokalent logoTO

Legal Counsel, Regulatory and Licensing - Crypto Exchange

Tokalent

Asia Pacific + 2 more (Remote)

1w ago
Legal Counsel
Regulatory Affairs
Regulatory Compliance
Financial Regulation
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