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FINRA Compliance jobs

Explore FINRA Compliance roles on LexAI Jobs and apply today.

20 jobs
MS Smith Barney, LLC logoMS

VP, AI Compliance Officer

MS Smith Barney, LLC

Dallas, Texas, United States (On-site)

$108K – $185K Yearly1w ago
Artificial Intelligence Compliance
Wealth Management Compliance
Artificial Intelligence
Generative AI
FutureSight logoFU

Product & Technical Co-founder (CPTO) - AI Compliance Platform

FutureSight

Worldwide (Remote)

3w ago
Co-Founder
Chief Technology Officer
LLM
RAG
FutureSight logoFU

Product & Technical Co-founder (CPTO) - AI Compliance Platform

FutureSight

Worldwide (Remote)

2w ago
Technical Co-Founder
CTO
AI/LLM
RAG
BNY Mellon logoBM

AI Compliance Officer

BNY Mellon

Manchester, England, United Kingdom (On-site)

3w ago
Compliance & Control
AI Governance
AI Compliance
EU AI Act
FutureSight logoFU

Product & Technical Co-founder (CPTO) - AI Compliance Platform

FutureSight

United States (Remote)

2w ago
Co-Founder
Chief Product Technology Officer
LLM
RAG
Valsoft Corporation logoVC

Compliance, Security & AI Governance Analyst

Valsoft Corporation

United States (Remote)

4w ago
Compliance Analyst
Security Governance Analyst
Compliance Management
AI Governance
ING logoIN

Compliance Data Methodology Specialist - AI Lead

ING

Amsterdam, North Holland, Netherlands (Hybrid)

2w ago
AI Leadership
Compliance Technology
AI
Machine Learning
PPD Pharmaceutical Development Philippines Corp. logoPP

Sr. Manager, Corporate Counsel - AI Compliance

PPD Pharmaceutical Development Philippines Corp.

Morrisville, North Carolina, United States (Hybrid)

$135.8K – $203.8K Yearly4w ago
Corporate Counsel
AI Compliance
AI Compliance
Legal Compliance
Sabio Group logoSG

AI Compliance and Governance Specialist

Sabio Group

Paris, Paris, France (Hybrid)

4w ago
AI Compliance
AI Governance
EU AI Act
ISO/IEC 42001
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