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FINRA Compliance jobs

Explore FINRA Compliance roles on LexAI Jobs and apply today.

15 jobs
Navitas logoNA

AI Governance & Compliance Lead

Navitas

Henrico (On-site)

3w ago
AI Governance
Compliance Management
AI Governance
Compliance Management
Featured
MS Smith Barney, LLC logoMS

VP, AI Compliance Officer

MS Smith Barney, LLC

Dallas, Texas, United States (On-site)

$108K – $185K Yearly3w ago
Artificial Intelligence Compliance
Wealth Management Compliance
Artificial Intelligence
Generative AI
FutureSight logoFU

Product & Technical Co-founder (CPTO) - AI Compliance Platform

FutureSight

Worldwide (Remote)

13h ago
Co-Founder
Chief Technology Officer
LLM
RAG
Tokalent logoTO

Legal Counsel, Regulatory and Licensing - Crypto Exchange

Tokalent

Asia Pacific + 2 more (Remote)

1w ago
Legal Counsel
Regulatory Affairs
Regulatory Compliance
Financial Regulation
Nasdaq logoNA

Privacy and AI Compliance Lawyer - Associate General Counsel

Nasdaq

Toronto, Ontario, Canada (On-site)

$121K – $170K Yearly1w ago
Privacy Law
AI Compliance
Privacy Law
AI Compliance
MS Smith Barney, LLC logoMS

AI Governance and Compliance Testing Lead Specialist (Hybrid)

MS Smith Barney, LLC

Montréal, Quebec, Canada (Hybrid)

1w ago
AI Governance
Compliance Testing
AI Governance
Machine Learning
FINRA logoFI

Lead Product Manager, Legal Technology, OCLO

FINRA

Rockville, Maryland, US

$111.4K – $242.6K Yearly1w ago
Product Management
Legal Technology
Product Management
Legal Technology
Peraton logoPE

Compliance & Policy Analyst - Agentic AI

Peraton

Annapolis Junction, Maryland, United States (On-site)

$80K – $128K Yearly2mo ago
Information Technology
Governance, Risk & Compliance (GRC)
System Security Plans (SSPs)
POA&Ms
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